FINRA Compliant Videos for Financial Professionals

Pairing quantitative financial analysis and compliance-backed storytelling, we give you an edge in digital marketing—helping you attract, engage, and convert high-value clients.

The Next Gen Advisor Dilemma

The financial industry is rapidly shifting toward digital client acquisition through platforms like Meta, YouTube, and TikTok which appeal to the next generation. However, advisors struggle with:

Creating Content That Converts – Boring fact filled SEO-driven topics aren’t enough to win online, you need story.
Navigating Compliance Challenges – SEC & FINRA regulations make it difficult to balance storytelling with legal requirements.
Keeping Up with Market Trends – Advisors lack the time and expertise to analyze real-time economic data and translate it into compelling story driven video content.

Our Fit : Analyst-Backed Content Creation

We’ve built a three-tiered system that removes the guesswork from video content creation by integrating:

Quantitative Market Research

A financial analyst tracks key market trends, economic data, and investor sentiment to craft timely, high-value content topics.

Strategic Storytelling

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SEC & FINRA Compliance Standards

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This unique blend of compliance, market research, and strategic storytelling positions you as the trusted authority in your field.

Who We Serve

Wealth Advisors

Financial Professionals

Insurance Providers

Retirement Planners

Private Equity

Syndicators

Including SEC & FINRA Regulated Firms

Who We Serve

Wealth Advisors

Financial Professionals

Insurance Providers

Retirement Planners

Private Equity

Syndicators

Including SEC & FINRA Regulated Firms

What's the Value?

Increase Client Acquisition: Tap into digital platforms with engaging, educational content that builds trust and converts prospects.
Stay Ahead of Market Trends: Leverage data-driven insights from a financial analyst to create content that differentiates you from competitors.
Mitigate Compliance Risks: Every video is structured to meet SEC & FINRA regulations, so you can market with confidence.

Your competitors are creating surface-level financial content—we help you create compliant, high-authority content that positions you as an expert.

How it Works

We Use Data, Not Just SEO Trends, to Generate Your Content Topics

Trend Research & Compliance Review

Our financial analyst tracks macroeconomic data, investment trends, and SEC policy updates.
We identify emerging financial topics that align with search demand.

Custom Video Ideation & Scripting

We create SEO-optimized, compliance-approved video scripts tailored to your brand.
Our content team ensures that messaging remains engaging while staying within regulatory guidelines.

Production & Execution

DIY Advisors get a fully developed content plan & scriptwriting support.
Done-With-You Clients receive coaching, compliance editing, and post-production services.
Done-For-You Clients get a full-service package including on-location filming, editing, and social media distribution.

Instead of creating just another “5 Retirement Tips” video, we position you as the expert your clients turn to for real financial insights.

The 3 Tier System

We offer three levels of service, depending on how involved an advisor wants to be in the content creation process.

Tier 1 - Strategic Content Intelligence

This is for advisors who already have a marketing team but need direction on what content to create. Each month, we provide:

Economic & Trend Reports
SEO-Optimized Video Topics
Compliance-Approved Content Frameworks

Tier 2 - Done With You Video Strategy

This includes everything from Tier 1, plus:
Fully scripted content for both short- and long-form videos
Compliance-approved video scripts to keep messaging on-brand and legally sound
Production coaching to help advisors record content efficiently
Post-production editing to ensure a polished, professional final product

Tier 3 - Done For You Content Creation

For advisors who want a fully managed video marketing system. This includes:

On-location filming and production
Complete content creation, scripting, and editing
Compliance review and approval
Full social media distribution across Meta, YouTube, TikTok, and LinkedIn

Social Media Setup & Management

Only relevant to Tier 3 offering:

We’ll set up and optimize your YouTube channel, Instagram, and TikTok pages with professional branding and welcome videos.
Monthly content strategy sessions and posting schedules ensure every piece of content aligns with your business goals.
Compliance Backup: All your content is securely archived for easy access when needed.

Why Platinum Peek?

Unlike traditional video agencies, we specialize in financial services marketing.

We understand the regulatory landscape and ensure every video meets compliance standards.

We integrate real financial analysis so your content is

timely, unique, and valuable.

We focus on conversion, ensuring that videos aren’t just seen—they lead to real business growth.

We provide full-service execution, so you don’t have to waste time figuring out what works.

With our team of financial analysts, content strategists, and compliance experts, we don’t just create videos—we create high-impact content strategies that transform your digital presence.

FAQs

How long does it take to get started?

After our strategy call, we’ll schedule your first filming session and deliver your first two weeks of content within three weeks of recording.

Do I need to have social media accounts set up?

No! We’ll handle the setup and optimization for your YouTube, Instagram, and TikTok pages.

Can I customize my package?

Absolutely, to an extent. During our strategy call, we’ll work with you to tailor the package to your specific needs.

We offer three levels of engagement, whether you’re handling content yourself or need full-service production.

Do It Yourself

$1,800/month

Includes:

Analyst for Financial and Media Trends

Trend & Economic Calendars

Video Topics

Video Frameworks

Ideal for DIY advisors with a marketing team

Done With You

Price To be Discussed

Includes:

Everything in Tier 1

Scripts

Video Coaching

Post-production Editing

Ideal for Advisors needing expert guidance

Done For You

Price To be Discussed

Everything in Tier 2

Professional on-site filming

On-Site Filming

Full Production

Posting Assistance

Ideal for Advisors wanting full-service video

SIMPLE & EFFECTIVE

Here's How It Works...

Record & Upload

With our easy-to-understand content templates, you'll know exactly what to record (& how) every month. Simply put aside a day or two, follow your prompts and upload your raw footage into our system.

Edit To Perfection

Once we receive your videos, our top-class editing team gets to work. Within 14 days, we will finalize all of your videos so they are 100% ready to be posted on your social platforms for the world to see.

Post & Grow

After your videos are ready, just follow our step-by-step instructions to post them on your social platforms. Not only that, but we'll send you all of our best tips to help you grow as quickly as possible.